Head of Compliance Monitoring

Your new company
The client is dedicated to upholding the highest standards of compliance and adherence to regulations. As a leading insurance firm, they take pride in their integrity, transparency, and commitment to their clients. They are in search of a dynamic and experienced Head of Compliance Monitoring to join their team and ensure that operations remain consistently compliant with all relevant laws and regulations.

Your new role

• Lead and manage the Compliance Monitoring team to ensure effective oversight of all compliance activities.
• Develop and implement comprehensive compliance monitoring programs.
• Conduct regular audits and assessments to identify potential compliance risks and areas for improvement.
• Collaborate with various departments to ensure compliance with internal policies and external regulations.
• Provide expert advice and guidance on compliance matters to senior management and staff.
• Prepare and present detailed reports on compliance activities and findings to the Board of Directors.
• Stay up-to-date with regulatory changes and industry best practices to ensure the firm's compliance framework remains robust and effective.

• Experience of working in Policy Advisory/Monitoring/Remediation/Assurance across different aspects of financial services/financial markets.
• Strong knowledge of FCA requirements specifically relating to health, benefits and life products, within both ICOBs and COBs.
• Good knowledge of FCA requirements in relation to investment, pension and mortgage products.
• Strong experience of developing monitoring frameworks
• Leading a compliance team
• Strong knowledge of regulatory requirements and compliance best practices

• Salary up to £100,000
• 25 days holiday (plus bank holidays), pro-rated for part year service
• Contributory pension scheme - 4% employer contribution and 5% employee contribution
• Income protection
• Access to a Healthcare Cashplan
• Discounts on gym membership across the U
• Salary sacrifice schemes - Travel Insurance, Cycle to Work, car leasing, technology purchase
• Access to discounted personal health policies - Critical illness, private medical, dental plans